The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019

Article 82B (emission allowances)

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155.—(1) Article 82B(1) (emission allowances) is amended as follows.

(2) In paragraph (1), after “compliance” insert “(by an EEA State)”.

(3) In paragraph (2), for sub-paragraphs (a) to (d) substitute—

(a)an investment firm or qualifying credit institution is providing or performing investment services and activities on a professional basis,

(b)a management company which has a Part 4A permission to do so is providing the investment service specified in paragraph 4 or 5 of Part 3 of Schedule 2 or the ancillary service specified in paragraph 1 of Part 3A of that Schedule,

(c)a market operator is providing the investment service specified in paragraph 8 or 9 of Part 3 of that Schedule, or

(d)a full-scope UK AIFM which has a Part 4A permission to do so is providing the investment service specified in paragraph 1, 4 or 5 of Part 3 of that Schedule or the ancillary service specified in paragraph 1 of Part 3A of that Schedule..

(1)

Article 82B was inserted by S.I. 2017/488.