TITLE IDEFINITIONS AND SCOPETITLE IIAUTHORISATION AND OPERATING CONDITIONS FOR INVESTMENT FIRMSCHAPTER ICONDITIONS AND PROCEDURES FOR AUTHORISATIONCHAPTER IIOPERATING CONDITIONS FOR INVESTMENT FIRMSSection 1General provisionsSection 2Provisions to ensure investor protectionSection 3Market transparency and integrityCHAPTER IIIRIGHTS OF INVESTMENT FIRMSTITLE IIIREGULATED MARKETSTITLE IVCOMPETENT AUTHORITIESCHAPTER IDESIGNATION, POWERS AND REDRESS PROCEDURESCHAPTER IICOOPERATION BETWEEN THE COMPETENT AUTHORITIES OF THE MEMBER STATES AND WITH ESMACHAPTER IIICOOPERATION WITH THIRD COUNTRIESTITLE VFINAL PROVISIONSSection AInvestment services and activities(1). . . . . . . . . ....(2). . . . . . . . . ....(3). . . . . . . . . ....(4). . . . . . . . . ....(5). . . . . . . . . ....(6). . . . . . . . . ....(7). . . . . . . . . ....(8). . . . . . . . . ....Section BAncillary services(1). . . . . . . . . ....(2). . . . . . . . . ....(3). . . . . . . . . ....(4). . . . . . . . . ....(5). . . . . . . . . ....(6). . . . . . . . . ....(7). . . . . . . . . ....Section CFinancial Instruments(1). . . . . . . . . ....(2). . . . . . . . . ....(3). . . . . . . . . ....(4). . . . . . . . . ....(5). . . . . . . . . ....(6). . . . . . . . . ....(7). . . . . . . . . ....(8). . . . . . . . . ....(9). . . . . . . . . ....(10). . . . . . . . . ....I.Categories of client who are considered to be professionals II.Clients who may be treated as professionals on request II.1.Identification criteria II.2.Procedure
Directive 2004/39/EC of the European Parliament and of the Council
of 21 April 2004
on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (repealed)
F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Annotations:
Amendments (Textual)
Repealed by Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance).