PART IIIAPPOINTMENT AND REGULATION OF UNDERTAKERS

CHAPTER IAPPOINTMENTS

Competition

Functions of the Authority with respect to competitionI129

1

The functions to which paragraph (2) apply shall be concurrent functions of the Authority and the F1CMA.

2

This paragraph applies to the functions of the F2CMA under Part 4 of the Enterprise Act (other than sections 166 F3, 171 and 174E) so far as F4those functions—

a

are exercisable by the CMA Board (within the meaning of Schedule 4 to the Enterprise and Regulatory Reform Act 2013), and

b

relate to commercial activities connected with the supply of water or the provision of sewerage services.

3

The Authority shall be entitled to exercise, concurrently with the F5CMA, the functions of the F5CMA under the provisions of Part 1 of the Competition Act 1998 (c. 41) (other then sections 31D(1) to (6), 38(1) to (6) and 51), so far as relating to—

a

agreements, decisions or concerted practices of the kind mentioned in section 2(1) of that Act,

b

conduct of the kind mentioned in section 18(1) of that Act, F16or

F17c

transferred EU anti-trust commitments or transferred EU anti-trust directions (as defined in section 40ZA of that Act),

in relation to commercial activities connected with the supply of water or securing the supply of water or the provision or securing the provision of sewerage services.

4

So far as necessary for the purposes of, or in connection with, the provisions of paragraph F6(1) and (2)—

a

references in Part 4 of the Enterprise Act to the F7CMA (including references in provisions of that Act applied by that Part) shall be construed as including references to the Authority (except in sections 166 F8, 171 and 174E of that Act and in any other provision of that Act where the context otherwise F9requires);

b

references in that Part to section 5 of the Act of 2002 are to be construed as including references to Article 60(1) and (2) of this Order.

F104A

Section 130A of the Enterprise Act 2002 is to have effect in its application to the Authority by virtue of paragraphs (1) and (2)—

a

as if for subsection (1) of that section there were substituted—

1

Where the Northern Ireland Authority for Utility Regulation—

a

is proposing to carry out its functions under Article 60(1) and (2) of the Water and Sewerage Services (Northern Ireland) Order 2006 in relation to a matter for the purposes mentioned in subsection (2), and

b

considers that the matter is one in respect of which it would be appropriate for the Authority to exercise its powers under section 174 (investigation) in connection with deciding whether to make a reference under section 131,

the Authority must publish a notice under this section (referred to in this Part as a “market study notice”).

b

as if in subsection (2)(a) of that section, for “the acquisition or supply of goods or services of one or more than one description in the United Kingdom” there were substituted “commercial activities connected with the supply of water or the provision of sewerage services (within the meaning given by Article 2 of the Water and Sewerage Services (Northern Ireland) Order 2006)”.

5

So far as necessary for the purposes of, or in connection with, the provisions of paragraph (3), references in Part I of the Competition Act 1998 to the F11CMA are to be read as including a reference to the Authority (except in sections 31D(1) to (6), 38(1) to (6), 51, 52(6) and (8) and 54 of that Act and in any other provision of that Act where the context otherwise requires).

6

Before the F11CMA or the Authority first exercises in relation to any matter functions which are exercisable concurrently by virtue of paragraph (1), it shall consult the other.

7

Neither the F11CMA nor the Authority shall exercise in relation to any matter any functions which are exercisable concurrently by virtue of paragraph (1) if functions which are so exercisable have been exercised in relation to that matter by the other.

8

It shall be the duty of the Authority, for the purpose of assisting F12a CMA group in carrying out an investigation on a F13market investigation reference made by the Authority (under section 131 of the Act of 2002), and by virtue of paragraph (2), to give to the F14group

a

any information which is in the Authority's possession and which relates to matters falling within the scope of the investigation, and which is either requested by the F14group for that purpose or is information which in the Authority's opinion it would be appropriate for that purpose to give to the F14group without any such request; and

b

any other assistance which the F14group may require, and which it is within the Authority's power to give, in relation to any such matters,

and the F14group shall, for the purposes of carrying out any such investigation, take into account any information given to it for that purpose under this paragraph.

9

If any question arises as to whether paragraph (2) or (3) applies to any particular case, that question shall be referred to and determined by the Secretary of State; and no objection shall be taken to anything done under—

a

Part 4 of the Enterprise Act; or

b

Part 1 of the Competition Act 1998 (other than sections 31D(1) to (6), 38(1) to (6) and 51),

by or in relation to the Authority on the ground that it should have been done by or in relation to the F15CMA.

10

Section 117 of the Enterprise Act (offence of supplying false or misleading information) as applied by section 180 of that Act shall have effect so far as relating to functions exercisable by the Authority by virtue of paragraph (1) as if the reference in section 117(1)(a) and (2) to the F15CMA included a reference to the Authority.