SCHEDULES

F1SCHEDULE 1AFurther provision in relation to the Register of Advice organisations

Annotations:
Amendments (Textual)

Register of advice organisations

1

1

An organisation which satisfies the Board that it complies with the relevant provisions of the adviser code shall be approved by the Board as an organisation that may approve a person to provide advice and assistance on behalf of the organisation; and the Board shall make an appropriate entry on the register of advice organisations.

2

An individual may apply for entry on the register of advice organisations as an organisation; and if the Board is satisfied that the individual complies with the relevant provisions of the adviser code in relation to an organisation, the Board shall approve the individual and treat the individual as an organisation for the purposes of this Schedule.

3

The Board must make the register of advice organisations available for public inspection, without charge, at all reasonable times.

4

In this Schedule an “organisation” includes—

a

a firm of solicitors;

b

an incorporated practice within the meaning of section 34(1A)(c) of the Solicitors (Scotland) Act 1980 (c. 46).

F2c

a licensed legal services provider.