SCHEDULES

[F1SCHEDULE 1ASFurther provision in relation to the Register of Advice organisations

ApplicationsS

2(1)An application for entry on the register of advice organisations shall be made in such form as the Board may determine, and shall be accompanied by such documents as the Board may specify.S

(2)On receipt of an application the Board shall make such enquiries as it thinks appropriate for the purposes of determining whether the applicant complies with the relevant provisions of the adviser code.

(3)The Board may determine an application to be entered on the register of advice organisations by—

(a)granting the application; or

(b)refusing the application.

(4)Where the Board decides to refuse an application it shall as soon as practicable thereafter send the applicant, by recorded delivery, a written note of its reasons.]