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Part 5E+WAlternative business structures

Regulation of licensed bodiesE+W

100Lists of disqualified personsE+W

(1)The Board must keep lists of persons who are disqualified from—

(a)acting as Head of Legal Practice of any licensed body,

(b)acting as Head of Finance and Administration of any licensed body,

(c)being a manager of any licensed body, or

(d)being employed by any licensed body.

(2)A person is disqualified from acting in a way mentioned in subsection (1) if—

(a)the person has been disqualified from so acting by a licensing authority under section 99, and

(b)the disqualification continues in force.

(3)The disqualification ceases to be in force if the appropriate licensing authority so determines, on a review or otherwise, in accordance with licensing rules made under paragraph 23 of Schedule 11.

(4)The appropriate licensing authority is—

(a)the licensing authority which disqualified the person, or

(b)if the person was disqualified by an approved regulator which is no longer designated as a licensing authority, the successor licensing authority.

(5)The successor licensing authority is—

(a)the licensing authority which licenses the body in relation to which the disqualification condition (within the meaning of section 99) was satisfied in respect of the person, or

(b)if there is no such licensing authority, the licensing authority designated by the Board on an application by the disqualified person.

(6)The Board must publish the lists kept by it under subsection (1).

Commencement Information

I1S. 100 in force at 1.10.2011 by S.I. 2011/2196, art. 2(1)(c)