Financial Services Act 2012

This section has no associated Explanatory Notes

15(1)Section 67 (disciplinary measures: procedure and right to refer to Tribunal) is amended as follows.U.K.

(2)In subsections (1) and (4), for “the Authority” substitute “ a regulator ”.

(3)In subsection (7)—

(a)for “the Authority”, in the first place, substitute “ a regulator ”, and

(b)for “the Authority”, in the second place, substitute “ the regulator ”.

(4)In subsection (9)—

(a)for “an approved person (“A”),” substitute “ a person (“A”) in relation to whom approval has been given, ”, and

(b)omit the second sentence.

Commencement Information

I1Sch. 5 para. 15 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.