SCHEDULES

SCHEDULE 9Discipline and enforcement

PART 4Disciplinary measures

I112

1

Section 206 (financial penalties) is amended as follows.

2

In subsection (1)—

a

for “Authority” substitute “ appropriate regulator ”, and

b

for the words from “a requirement” to “auctioning regulation” substitute “ a relevant requirement imposed on the person, ”.

3

In subsection (3), for “Authority” substitute “ regulator that imposed the penalty ”.