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SCHEDULES

SCHEDULE 9U.K.Discipline and enforcement

PART 4 U.K.Disciplinary measures

18(1)Section 211 (statements of policy: procedure) is amended as follows.U.K.

(2)In subsection (1)—

(a)for “issuing” substitute “ a regulator issues ”, and

(b)for “Authority”, in both places, substitute “ regulator ”.

(3)In subsections (2) to (4) and (5) (in both places), for “Authority” substitute “ regulator ”.

(4)In subsection (6), for “The Authority” substitute “ A regulator ”.

Commencement Information

I1Sch. 9 para. 18 in force at 24.1.2013 for specified purposes by S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3

I2Sch. 9 para. 18 in force at 1.4.2013 in so far as not already in force by S.I. 2013/423, art. 3, Sch.