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SCHEDULES

SCHEDULE 9U.K.Discipline and enforcement

PART 6 U.K.Notice procedures

33(1)Section 394 (access to Authority material) is amended as follows.U.K.

(2)In subsection (1)—

(a)in the opening words, for “the Authority” substitute “ a regulator ”, and

(b)in paragraph (b), for “, in the opinion of the Authority,” substitute “ , in the regulator's opinion, ”.

(3)In subsection (2), for “the Authority”, in both places, substitute “ the regulator giving the notice ”.

(4)In subsection (3), for “The Authority” substitute “ The regulator giving the notice ”.

(5)In subsection (4)—

(a)for “the Authority” substitute “ the regulator giving the notice ”, and

(b)for “the Authority's” substitute “the regulator's”.

(6)In subsection (5), for “the Authority” substitute “ the regulator giving the notice ”.

(7)In subsection (6)—

(a)in paragraph (a), for “the Authority” substitute “ the regulator giving the notice ”, and

(b)in paragraph (b), for “the Authority in connection with the matter to which the notice to which this section applies” substitute “ the regulator giving the notice in connection with the matter to which that notice ”.

(8)In the heading, for “Authority” substitute “ FCA or PRA ”.

Commencement Information

I1Sch. 9 para. 33 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.