SCHEDULES

SCHEDULE 11Further provision about F1NHS England’s enforcement powers

Annotations:
Amendments (Textual)

PART 1Discretionary requirements

Non-compliance penalties

I15

1

If a person fails to comply with a compliance requirement or a restoration requirement F2NHS England may impose a monetary penalty on that person of such amount as F2NHS England may determine (a “non-compliance penalty”).

2

Where F3NHS England proposes to impose a non-compliance penalty on a person F3NHS England must give notice to that person (a “non-compliance notice”).

3

A non-compliance notice must—

a

specify the amount of the non-compliance penalty,

b

set out the grounds for imposing the penalty,

c

state how payment of the penalty may be made,

d

state the period (“the payment period”) within which payment must be made,

e

state any discount applicable for early payment of the penalty,

f

set out the consequences of a failure to pay within the payment period (including any increase in the amount payable), and

g

explain the right of appeal conferred by paragraph 6.

4

The payment period must be not less than 28 days beginning with the day after that on which the non-compliance notice is received.

5

If the whole or any part of a non-compliance penalty is not paid by the time it is required to be paid F4NHS England may increase the amount payable by no more than 50% of the amount of the penalty.

6

F5NHS England may by notice to a person on whom a non-compliance penalty has been imposed reduce the amount of the penalty or extend the payment period.

I26

1

A person may appeal to the First-tier Tribunal against a decision of F6NHS England to impose a non-compliance penalty.

2

The grounds for such an appeal are—

a

that the decision was based on an error of fact,

b

that the decision was wrong in law, or

c

that the decision was, or the amount of the penalty is, unfair or unreasonable.

3

The non-compliance penalty is suspended pending determination of the appeal.

4

On an appeal, the Tribunal may—

a

confirm, vary or withdraw the non-compliance penalty, or

b

remit the decision whether to confirm the penalty, or any matter relating to that decision, to F7NHS England.