SCHEDULES
SCHEDULE 10Minor amendments
Financial Services and Markets Act 2000
I14
1
In Schedule 1ZA to FSMA 2000 (the Financial Conduct Authority), paragraph 20 (penalties) is amended as follows.
2
In sub-paragraph (3)(b), after “this Act” insert “
or under a provision mentioned in sub-paragraph (4A)
”
.
3
In sub-paragraph (4), after paragraph (c) insert—
ca
its powers under the relevant competition provisions (as applied by Part 16A of this Act),
4
After sub-paragraph (4) insert—
4A
The relevant competition provisions” are—
a
section 31E of the Competition Act 1998 (enforcement of commitments);
b
section 34 of that Act (enforcement of directions);
c
section 36 of that Act (penalties);
d
section 40A of that Act (penalties: failure to comply with requirements);
e
section 174A of the Enterprise Act 2002 (penalties).
5
In sub-paragraph (5)—
a
in paragraph (a), for “FSMA 2000” substitute “
this Act
”
,
b
in paragraph (b), for “that Act” substitute “
this Act
”
,
c
in paragraph (c), omit “of that Act”, and
d
after paragraph (c) insert—
ca
offences under Part 1 of the Competition Act 1998,
cb
offences under Part 4 of the Enterprise Act 2002,