Consultation requirements before service of monetary penalty noticesU.K.
4(1)The Commissioner must proceed in accordance with sub-paragraphs (2) to (7) before serving a monetary penalty notice on a person.U.K.
(2)The Commissioner must serve a notice of intent on the person.
(3)A notice of intent is a notice that the Commissioner proposes to serve a monetary penalty notice on the person.
(4)A notice of intent served on a person must, in particular—
(a)state the name and address of the person,
(b)state the grounds on which the Commissioner proposes to serve the monetary penalty notice,
(c)provide an indication of the amount of the monetary penalty that the Commissioner proposes to impose and the Commissioner's grounds for deciding that amount,
(d)state whether the monetary penalty notice is to include any enforcement obligation and, if so, what the obligation is and the grounds for including it,
(e)state the date on which the Commissioner proposes to serve the monetary penalty notice,
(f)inform the person that the person may make written representations in relation to the Commissioner's proposal within a period specified in the notice, and
(g)inform the person that the person may, within a period specified in the notice, request an oral hearing before the Commissioner in order to make representations of the kind mentioned in sub-paragraph (6)(b).
(5)No period specified as mentioned in sub-paragraph (4)(f) or (g) may be less than 21 days beginning with the day after the day on which the notice is served.
(6)Where the person has requested an oral hearing within the period specified for the purpose in the notice—
(a)the Commissioner must arrange such a hearing, and
(b)the person may make representations at the hearing about—
(i)any matter falling within section 7(3)(c), or
(ii)any other matter relating to the Commissioner's proposal which, by virtue of section 56, the person would be unable to raise on an appeal under paragraph 8.
(7)The Commissioner must consider any representations which have been made by the person in accordance with the notice or sub-paragraph (6).
(8)If the Commissioner decides not to serve a monetary penalty notice on a person as a result of any representations which have been made by the person in accordance with a notice of intent or sub-paragraph (6), the Commissioner must inform the person of that fact.
Commencement Information
I1Sch. 1 para. 4 in force at 27.6.2018 by S.I. 2018/652, reg. 7(g)
5(1)The Commissioner may not vary a notice of intent except as set out in sub-paragraph (2).U.K.
(2)The Commissioner may vary a notice of intent by extending the period mentioned in paragraph 4(4)(f) or (g).
(3)Sub-paragraph (1) does not prevent the Commissioner from serving a new notice of intent instead of varying such a notice.
(4)The Commissioner may cancel a notice of intent.
(5)A variation or cancellation of a notice of intent is effected by serving on the person on whom the notice was served a notice setting out the variation or cancellation.
Commencement Information
I2Sch. 1 para. 5 in force at 27.6.2018 by S.I. 2018/652, reg. 7(g)
6(1)The Commissioner must not serve a monetary penalty notice on a person in respect of an interception if any notice of intent in respect of that interception was served on the person more than 3 months earlier.U.K.
(2)But the Commissioner may serve a monetary penalty notice on a person where the service of the notice would otherwise be prevented by sub-paragraph (1) if the Commissioner—
(a)considers it reasonable to do so, and
(b)includes the reasons for doing so in the monetary penalty notice.
Commencement Information
I3Sch. 1 para. 6 in force at 27.6.2018 by S.I. 2018/652, reg. 7(g)