10An offence under any of the following sections of the Financial Services and Markets Act 2000—
(a)section 23 (contravention of prohibition on carrying on regulated activity unless authorised or exempt);
(b)section 25 (contravention of restrictions on financial promotion);
(c)section 85 (prohibition of dealing etc in transferable securities without approved prospectus);
(d)section 398 (misleading the FCA or PRA).
Commencement Information
I1Sch. 11 para. 10 in force at Royal Assent for specified purposes, see s. 219(1)(2)(b)
I2Sch. 11 para. 10 in force at 15.1.2024 in so far as not already in force by S.I. 2023/1206, reg. 3(j)