The Financial Conglomerates and Other Financial Groups Regulations 2004 No. 1862

1. Introductory Text

2. PART 1 Introduction

   1. 1. Citation, commencement and interpretation

3. PART 2 Exercise of supplementary supervision of regulated entitiesin a financial conglomerate

   1. 2. Notification of identification as a financial conglomerate and choice of co-ordinator

   2. 3. Exercise of functions under Part IV of the Act for the purposes of carrying on supplementary supervision

   3. 4. Exercise of functions under section 138A of the Act for the purposes of carrying on supplementary supervision

   4. 5. Consultation in the case of major sanctions or exceptional measures

   5. 6. Regulator functions and service of notifications

4. PART 3 Supplementary supervision of third-country financial conglomeratesand third-country groups

   1. 7. Supervision of third-country financial conglomerates and third-country groups—interpretation

   2. 8. Supervision of third-country financial conglomerates

   3. 9. Supervision of third-country banking groups

   4. 10. Supervision of third-country groups subject to the capital requirements regulation and capital requirement directive

5. PART 4 Provisions relating to information

   1. 11. Disclosure of confidential information

   2. 12. Obtaining information—avoidance of duplication of reporting

6. PART 5 Miscellaneous

   1. 13. Consultation on change of control

   2. 14. References to existing directives

   3. 15. Extension of power to vary Part IV permissions

   4. 16. Thresholds for identifying a financial conglomerate

   5. 17. (1) If the group reaches the threshold referred to in...

   6. 18. (1) In respect of the application of—

   7. 19. (1) In respect of the application of—

   8. 20. (1) In respect of the application of—

   9. 21. Scope of supplementary supervision of regulated entities

   10. 22. (1) The following regulated entities must be subject to supplementary...

   11. 23. A regulated entity which is not subject to supplementary supervision...

   12. 23A. Interpretation of regulations 16 to 23

   13. 24. Capital adequacy

7. Signature

8. Explanatory Note