The Central Securities Depositories Regulations 2014

PART 1Citation, commencement and interpretation

1Citation, commencement and interpretation

PART 2Designation of competent authorities

2Designation of competent authorities

PART 3Powers of the FCA

3Power of FCA to require information from a person who is not authorised

4Penalties and statements

5Procedure in relation to regulation 4

PART 4Powers of the Bank

5APower of the Bank to require information

5BPenalties and statements

5CProcedure in relation to regulation 5B

5DPower of the Bank to require a report by a skilled person

5EPower of the Bank to appoint a skilled person to collect and update information

PART 5Control over a recognised CSD

5FInterpretation of Part 5

5GPowers of Bank in relation to proposed acquisition

5HProcedure in relation to proposed acquisition

5IRestriction notices

5JOrders for sale of shares

PART 6References to the Tribunal

5LReferences to the Tribunal

PART 7Access to trading venues

5MAccess to trading venues

PART 8Reporting of infringements

5NReporting of infringements

PART 9Consequential amendments

6Amendments to the Financial Services and Markets Act 2000

7Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

8Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013

9Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

2014 No. 2879

Financial Services And Markets

The Central Securities Depositories Regulations 2014F1

Made29th October 2014

Laid before Parliament30th October 2014

Coming into force21st November 2014

The Treasury are designated M1 for the purposes of section 2(2) of the European Communities Act 1972 M2 in relation to financial services.

The Treasury in exercise of the powers conferred by section 2(2) of the European Communities Act 1972 make the following Regulations:C1

Annotations:

Amendments (Textual)

F1

Regulations revoked (14.12.2023 for the revocation of reg. 10) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vii)

Modifications etc. (not altering text)

C1

Regulations: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 2; S.I. 2023/779, reg. 2(d)

Marginal Citations

M1

S.I. 2012/1759.

M2

1972 c.68; section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c. 51) and by

section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c. 7).