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Introductory Text
PART 1 Citation, commencement and interpretation
1.Citation, commencement and interpretation
PART 2 Designation of competent authorities
2.Designation of competent authorities
PART 3 Powers of the FCA
3.Power of FCA to require information from a person who is not authorised
4.Penalties and statements
5.Procedure in relation to regulation 4
PART 4 Powers of the Bank
5A.Power of the Bank to require information
5B.Penalties and statements
5C.Procedure in relation to regulation 5B
5D.Power of the Bank to require a report by a skilled person
5E.Power of the Bank to appoint a skilled person to collect and update information
PART 5 Control over a recognised CSD
5F.Interpretation of Part 5
5G.Powers of Bank in relation to proposed acquisition
5H.Procedure in relation to proposed acquisition
5I.Restriction notices
5J.Orders for sale of shares
5K.Offences
PART 6 References to the Tribunal
5L.References to the Tribunal
PART 7 Access to trading venues
5M.Access to trading venues
PART 8 Reporting of infringements
5N.Reporting of infringements
PARTÂ 8A Fees
5O.Fees
PART 9 Consequential amendments
6.Amendments to the Financial Services and Markets Act 2000
7.Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
8.Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013
9.Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
PART 10 Review
10.Review
Signature
Explanatory Note