PART 3Transitional provisions

CHAPTER 3Appeals and references

Continuation of references made by the Regulator to the First-tier Tribunal67

1

This article applies to any reference of a complaint or question (“the relevant reference”) which—

a

was made by the Regulator to the First-tier Tribunal under section 13(2) of the 2006 Act; and

b

has not resulted, on or before 1st April 2019, in any decision or action taken by that tribunal under section 13(3) of that Act.

2

The FCA may continue to refer the complaint or question which is the substance of the relevant reference, and is for that purpose substituted for the Regulator as a party to the reference.