The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019

The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009 U.K.

185.  In the Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009 M1 , in article 2 (interpretation), in the definition of “relevant UK authorised person”M2 , for paragraphs (a) to (c) substitute—

“(a) a credit institution which has permission under Part 4A of the Act to carry on the regulated activity of accepting deposits;

(b) an investment firm (as defined in section 424A of the Act);

(c) a management company (as defined in section 237(2) of the Act);”.

Modifications etc. (not altering text)

C1 Pts. 3-6 modified in part (31.12.2020) by The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680), regs. 1(2), 11(1)(4)(5) (with reg. 11(8)-(10)) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 40(f)); 2020 c. 1, Sch. 5 para. 1(1)

Commencement Information

I1 Reg. 185 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Marginal Citations

M1 S.I. 2009/774.

M2 The definition of “relevant UK authorised person” in Article 2 was amended by S.I. 2011/1613 and 2013/3115.