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The Investment Services Regulations 1995

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3.  The notice which, subject to paragraph 4(2) below, the Board or, as the case may be, the Bank, is required to give in respect of a UK authorised investment firm is a notice which is addressed to the relevant supervisory authority in the EEA State identified in the firm’s notice under paragraph 2 above and which—

(a)certifies that the firm is an authorised person, or, as the case may be, an exempted person, under the Financial Services Act;

(b)contains the information stated in the firm’s notice; and

(c)if the firm intends to establish a branch in the EEA State, contains details of any compensation scheme which is intended to protect the branch’s investors.

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